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Surgical and Non-surgical Procedure Records Requirements

Surgical, anesthetic, and non-surgical procedural records must include the following:

  • Name and description of procedure
  • Animal identification (as appropriate)
    • Non-rodent mammals must have individual records
    • Other vertebrates (rodents, amphibians, reptiles, birds) may have group or batch records, if they are undergoing identical procedures
  • Protocol number under which the procedure was performed
  • Name of operator or experimenter
  • Date and time the procedure was performed
  • List of physiologic parameters monitored during anesthesia, as appropriate for species, such as:
    • Heart rate
    • Respiration rate
    • Temperature
    • Assessment of anesthetic depth (e.g. lack of corneal or pedal withdrawal reflexes)
    • Others as appropriate (e.g., blood pressure, end-tidal CO2, O2 saturation, capillary refill time)
  • Initial values of physiological parameters, and notations of any significant changes during the course of the surgery or procedure
    • Intraprocedural monitoring must be documented as appropriate for procedure and situation, as determined by the Attending Veterinarian
    • If not possible to record during the procedure, notations should be made during recovery (this applies to emergency situations only)
  • Time, route, and dose of all substances administered to the animal, initialed by the person who administers
    • All drugs, including anesthetic gases
    • Any experimental compounds
    • Fluid support
  • Post-surgical/post procedural records
    • Immediate post-procedural recovery records (if applicable):
      • Must be maintained until the animal is recovered from anesthesia:
        • Physiologically stable,
        • AND able to maintain normal awake posture (e.g., sternal recumbancy for dogs, sheep; upright for nonhuman primates)
      • Must be documented as appropriate for procedure and situation, as determined by the Attending Veterinarian
    • Post-surgical period ends when sutures or wound clips are removed and all post-operative complications have been resolved
  • If the surgery or procedure is terminal, records must still be maintained, and euthanasia and final disposition of the animal must be recorded

Sample forms are also available:

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File last updated: 10/26/09 5:01 PM